Investment Advisory Services
As a wealth management firm with more than $400 million in assets under management, we gain access to top institutional money managers who are not available to the majority of financial advisors and individual investors. This access puts you in touch with the top financial minds and opens opportunities that would otherwise be unavailable. Our Investment Advisory services provide guidance and recommendations for individual, non-profit, and corporate investment portfolios. The services include:
- Analysis of existing portfolios, when applicable
- Customized asset allocation recommendation of portfolio dollars within investment classes, as well as specific investment recommendations
- Tax-managed recommendations for selling current holdings, when applicable
- Regular reporting and performance commentary
- Recommendations for changes to the portfolio as needed
Charles Schwab & Co., Inc. has been selected as PDS Planning's primary custodian. Accounts are insured to $100 million per account. There is no charge for opening or closing an account. All checks for your investments will be made payable directly to Schwab. All accounts are held in your name. PDS Planning acts solely as your independent investment advisor.
Our fees for Investment Advisory Services are based on a percentage of assets under management and involve no commissions. Investment Advisory Services may also be included in a financial planning, retainer fee contract. For further information on fee calculation, minimum account size, and other details, you may request a copy of Form ADV, Part II, which is our SEC disclosure document, or you may call our office for that information.
Download the PDS Financial Planning Data Questionnaire
Download the PDS Investment Policy and Risk Questionnaire
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